I have written a revised version of this post. Please read it instead.
The first formulation of Kant’s categorical imperative is “act only on that maxim by which you can at the same time will that it should become a universal law.”[i] Many of Kant’s critics charge that the first formulation of the CI is so vague and general that specific recommendations about how to act cannot be derived from it. In this post, I will attempt to reply to this criticism. I will do so by building on the ideas that I introduced in the series called The Self-Confidence Principle.
Choice Guiding Concepts
In “A Better Moral Theory,” Sayre-McCord draws our attention to the following scenario:
“Imagine…that on our understanding of what morality’s standards actually are, a different set of standards would be (morally) better. Would this give us any reason to think that our original theory of what the standards of morality are is mistaken? I think it would; we would be finding ourselves with reason to think we had originally gotten the standards wrong…”
“A Better Moral Theory” page 3 version of May 2018
Later on, he explains why he thinks that, in this scenario, we have found ourselves with reason to think that the original standards are wrong. His explanation turns on a feature that, as he points out, all normative concepts share:
“…normative concepts (whether moral or not) are concepts that make a claim on our allegiance, purporting to be such that their satisfaction ipso facto means – and here I purposely use a generic characterization that reaches beyond morality – someone or other has reason to act or react in certain ways to what satisfies them…”
“A Better Moral Theory” page 16 version of May 2018
Because normative concepts are such that their satisfaction establishes reasons, I will say that they are choice guiding. Sayre-McCord suggests that, if we discover that “on our understanding of what morality’s standards actually are, a different set of standards would be (morally) better,” then we have discovered a reason to think that our current conception of morality is not choice guiding.[ii] Because the correct conception of morality (whatever it is) is choice guiding, we have discovered a reason to think that our current conception of morality is wrong.
Crucial to Sayre-McCord’s line of reasoning is the claim that if we discover that “on our understanding of what morality’s standards actually are, a different set of standards would be (morally) better,” then we have discovered a reason to think that our current conception of morality is not choice guiding. To conclude this section, I will make a very tentative attempt to say why this crucial claim is true.
Recall from The Self-Confidence Principle 2 that a moral theory is self-confident if and only if it follows the GVp↔Vp rule. I think it is plausible that, if a moral theory lacks self-confidence, then it is not choice guiding. I think this for the following reason:
Suppose that you accept moral theory T, and you use it to guide your choices. Further suppose that T fails to follow the GVp↔Vp rule. If this is the case, then by T’s own lights, T has a problem. Because you use T to guide your choices, you have reason to choose to believe that T has a problem. If you believe that T has a problem, then, it seems, you shouldn’t use T to guide your choices. To put the point another way, if you believe that T has a problem, then, it seems, you shouldn’t believe that the satisfaction of the conception of morality that T expresses is on its own enough to establish that you have a reason to do anything.
I strongly suspect that something like this line of argument is correct, but I struggle to phrase it in a way that is completely convincing. For that matter, I struggle to phrase it in a way that makes it easy to understand. I still have lots of questions about it, and I will turn to these questions in the last section of this post.[iii] For now, I will return to Kant.
Law-Like Principles
Again, the first formulation of the CI is “act only on that maxim by which you can at the same time will that it should become a universal law.” It is obvious that you cannot will that a principle should become a universal law unless that principle is law-like. Laws tell you what to do, so a principle is not law-like unless it is choice guiding. In the previous section, I reached the tentative conclusion that if a moral theory is choice guiding, then it is self-confident. Putting these claims together, if a moral theory’s principles are law-like, then that theory is self-confident.
This gives us some information about what we need to do in order to satisfy the first formulation of the CI. One thing that we need to do is develop a self-confident moral theory. Unfortunately, self-confidence is a very high bar. A self-confident moral theory delivers all and only those verdicts that, by the theory’s own lights, are good verdicts. A self-confident theory is, by its own lights, completely free of problems and counterexamples. This is such a stringent requirement that, practically speaking, we cannot hope to construct a self-confident theory.
It follows that we cannot hope to satisfy the first formulation of the CI. This means that we are required to either (a) abandon the CI or (b) keep the CI but admit that we cannot hope to construct a correct moral theory. In the next section, I will argue that we should pick option (b) instead of option (a) because, I will maintain, option (b) really isn’t so bad.
Self-Confidence as an Ideal
Although it is practically impossible to construct a self-confident moral theory, it is possible to pursue self-confidence as an ideal. An ideal is a model of perfection. Even though, practically speaking, perfection is usually out of our reach, we can still use ideals to guide our choices. A better choice is one that more closely approximates the ideal.
Even though we cannot realistically hope to construct a moral theory whose principles satisfy the first formulation of the CI, the CI still gives us an ideal to work towards. A better moral theory, one that more closely approximates the ideal, is one whose principles come closer to being such that we can will that they should become universal laws. A better theory, then, is one that comes closer to being self-confident.
Because the first formulation of the CI gives us guidance that we can follow when constructing a moral theory, option (b) does not look so scary. Although a prefect moral theory is out of our reach, we still have useful guidance that will help us make improvements to whatever moral theory we happen to start out with.
We are now in a position to return to the question with which I began this post. Is the first formulation of the CI so vague and general that specific recommendations about how to act cannot be derived from it? It seems to me that the ideal of self-confidence can help us decide between competing moral theories. Recommendations about how to act follow from such decisions.
Questions
Everything that I have said in this post is tentative and incomplete. I still have lots of questions. Here are some of them:
1) I said “Even though we cannot realistically hope to construct a moral theory whose principles satisfy the first formulation of the CI, the CI still gives us an ideal to work towards. A better moral theory, one that more closely approximates the ideal, is one whose principles come closer to being such that we can will that they should become universal laws.”
In this passage, I talk about the CI like it is not part of a moral theory. Rather, I talk about it like it is a principle that is used to regulate the selection of moral theories. Is it okay to understand Kant, or Kantianism, in this way?
I guess what I mean is that the CI is a general principle that cannot be applied to real world situations unless we elaborate on it by developing more specific principles. A ‘moral theory,’ as I am using the term, is a set of more specific principles. That set will either be self-confident, or it will not. If it is not, I suspect, it does not satisfy the CI. To put the point another way, I guess what I am thinking is that you can’t will that a maxim should become a universal law unless that maxim is part of a set of more specific principles that is self-confident. Is this correct? Or am I totally off track here?
Does the way that I use the term ‘moral theory’ here conflict with the way that I use it in The Self-Confidence Principle 1-3?
2) Kant clearly thinks that some rules, such as ‘don’t make lying promises,’ satisfy the first formulation of the CI. Where do I get off, then, saying that it is practically impossible to develop a moral theory that satisfies the first formulation of the CI? I guess what I mean is that it is practically impossible to develop a whole set of principles each of which satisfies the first formulation of the CI. Is this true?
3) Kant and Hume hold opposing views about the relationship between reason and morality. One way to understand why they disagree is to look at what is sometimes called Hume’s Motivation Argument. I will outline the Motivation Argument without trying to render it deductive.[iv]
Reason, as Hume understands it, is the capacity to determine truth and falsity.[v] If this is all that reason can do, then, Hume observes, “reason can never immediately prevent or produce any action by contradicting or approving of it.”[vi] Reason can contradict or approve of beliefs as true or false, but it cannot contradict or approve of actions because actions are not the sort of thing that can be true or false. In contrast, morality can, at least sometimes, prevent or produce actions by contradicting or approving of them. This happens, for example, when someone is motivated to give to charity by the recognition that it is good to help others. Because morality can do something that reason cannot do, Hume concludes that morality cannot be founded on reason alone.[vii]
Kant, on the other hand, thinks that reason can prevent or produce actions by contradicting or approving of them. Kant thinks this because he understands reason differently from Hume. For Kant, reason is the capacity to make non-arbitrary choices about what to believe and how to act. Rational agents have the capacity to choose actions and beliefs on the basis of reasons, as opposed to acting and believing at random or because forced to.[viii] Non-arbitrary choices are choices that are based on principle, and principled choices are choices that are based on maxims that could be universal laws. For this reason, Kant thinks that the fundamental principle of morality is “act only on that maxim by which you can at the same time will that it should become a universal law.” Because this principle is a requirement of reason, it is founded on reason alone.
I have been going back and forth about whether the issues that I have addressed in this post are relevant for this debate. Kant believes that the fundamental principle of morality can be known a priori. Does Hume believe, in contrast, that the only way to know anything at all about what morality requires of us is to investigate the matter empirically? If this is Hume’s position, then he needs to deny that the fundamental principle of morality can be known a priori. Or, instead, is Hume’s position that the only way to know anything substantial about what morality requires of us is to investigate the matter empirically?[ix] If this is his position, then he can admit that that CI can be known a priori (in the same way that he can admit that ‘unmarried man’ can be derived from the concept of bachelor a priori), but he must deny that anything substantial can be derived from the CI. If this Hume’s view, then he must contend with the argument that I have offered in this post.
Famously, Hume holds that “’Tis not contrary to reason to prefer the destruction of the whole world to the scratching of my finger.”[x] Perhaps, then, he could take the position that (1) the CI can be known a priori and (2) specific choice guiding recommendations can be derived a priori from the CI but (3) reason alone does not require us to follow these recommendations? To put the point another way, Hume could say that, if we care about morality, then reason requires us to follow certain recommendations, but reason does not require us to care about morality.
The disagreement between Kant and Hume rests in part of their different understandings of rationality. Are they just using the term ‘reason’ differently? Is it possible to construe their disagreement such that it is more than just a disagreement over the definition of the word ‘reason’?
Does Hume deny that we have a capacity that Kant thinks that we do have? If so, how might this disagreement be resolved? Does Kant think that, in order to have any understanding of the world at all, we must have the capacity that he describes, forcing Hume either to be an error theorist or to accept Kantianism?
4) On page 1 of “A Better Moral Theory,” Sayre-McCord writes that “there being a difference between one’s theory of the best normative X (the best morality, the best standards of inference, the best rules of justification…) and one’s (so far) best theory of X, necessarily provides a reason (though perhaps not a decisive reason) to think one’s (so far) best theory is wrong” (emphasis added).
In order to establish that it is possible to know P→Q on the basis of reason alone: (1) Do you need to establish ‘it is necessary that (P→Q)’? (2) Is it sufficient to establish ‘it is necessary that (P→Q)’? (3) Do you need to establish ‘P→(it is necessary that Q)’? (4) Is it sufficient to establish ‘P→(it is necessary that Q)’? (5-6) What about ‘(it is necessary that P)→Q’?
Or maybe none of (1)-(6) is correct?
Is (1) equivalent to (3) equivalent to (5)? Same question for (2), (4), and (6)?
5) In The Self-Confidence Principle 1-3, I focused on morality, but Sayre-McCord thinks that the conclusion that he reaches in “A Better Moral Theory” applies to other normative domains as well. What changes do I need to make in order to broaden the scope of my discussion in The Self-Confidence Principle 1-3?
6) Say we do discover “that on our understanding of what morality’s standards actually are, a different set of standards would be (morally) better.” Because of this discovery, we conclude that there is a problem with our current understanding of morality’s standards, and we decide to revise that understanding. How should we revise it? Our current understanding of morality’s standards is suspect, so we cannot rely on it to guide our revision. But what else is there?
The only answer I can think of is: There is some higher level principle that is used to regulate our understanding of morality’s standards. If there is such a principle, we can appeal to it in order to revise that understanding. The ideal of self-confidence provides such a principle.
7) How do we determine which moral theories are closer to the ideal of self-confidence and which are further away? Do we have to make moral judgments in order to make this determination? If so, we’ll have to rely on the moral theory that we currently accept. Is that a problem?
8) Onora O’Neill writes that, according to Kant, reason requires “that no principle incapable of being a law be relied upon as a fundamental principle for governing thought and action.”[xi] Should this instead be ‘the fundamental principle for governing thought and action is that no principle incapable of being a law be relied upon’? The first version only places a restriction on our fundamental principles, not all our principles (although other principles would be restricted indirectly by the fundamental principles). The second restricts all our principles.
9) In Moral Incompleteness, I argued that every sound moral theory is incomplete. Sayre-McCord suggests that “our concept of morality is a concept of a system of rules, principles, and values than which none morally better can be conceived.”[xii] If this is the case, then even the best conceivable moral theory is incomplete.
10) I said “It seems to me that the ideal of self-confidence can help us decide between competing moral theories.” An improved version of this post would give examples to illustrate how this works. However, writing is time consuming, and I do not think that it is worth my time to revise this post before I get feedback from other people.
11) To pursue self-confidence as an ideal is to (a) hold that a better moral theory is the one that comes closer to self-confidence, everything else equal and (b) admit that there is little hope of constructing a theory that is self-confident. It seems to me that anyone who accepts the WR version of the self-confidence principle is committed to (a). Is this correct?
[i] Groundwork ed. Hill and Zweig page 222
[ii] As he puts it, “when we discover a theory of a better morality,” we discover “evidence that satisfying the criteria we are relying on does not ipso facto establish reasons” (“A Better Moral Theory” page 16 version of May 2018).
[iii] See especially questions 5 and 6.
[iv] In “Hume on Practical Morality and Inert Reason,” Sayre-McCord’s aim is to render it deductive.
[v] In “Hume on Practical Morality and Inert Reason,” Sayre-McCord argues that, for Hume, rationality also includes the disposition to form beliefs that line up with the recommendations that reason makes.
[vi] T 3.1.1.10
In “Hume on Practical Morality and Inert Reason,” Sayre-McCord emphasizes the importance of the qualifier “by contradicting or approving of it.”
[vii] “Reason is wholly inactive, and can never be the source of so active a principle as conscience, or a sense of morals” (T 3.1.1.10)
[viii] “Kant begins by characterizing a will as ‘a kind of causality that living beings have so far as they are rational.’ Unlike computers and robots, human beings have wills because they are living beings with the capacity to make things happen, intentionally and for reasons. We can bring about changes in the world in accord with our purposes and principles.” (“Editor’s Introduction” to Groundwork ed. Hill and Zweig page 94).
[ix] This would allow him to admit that statements such as ‘morality requires you to do your duty’ can be known on the basis of reason alone. On the other hand, perhaps Hume thinks that it is not possible to rule out the error theory without empirical investigation, and perhaps the claim ‘morality requires you to do your duty’ cannot be established without ruling out the error theory.
Also, by ‘something substantial’ I mean ‘specific recommendations about how to act or react.’ Is this a precise enough definition?
[x] T 2.3.3.6
[xi] “Vindicating Reason” page 296 in The Cambridge Companion to Kant
[xii] “A Better Moral Theory” page 17 version of May 2018